SFC Licences of LANCE Robert Waldo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zerobridge Partners Advisory Limited RE 4 16 September 2020 02 February 2021
Zerobridge Partners Advisory Limited RE 1 16 September 2020 02 February 2021
MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) RO 9 03 July 2018 31 December 2019
MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) RE 9 09 May 2018 03 July 2018
Ascalon Capital Limited RO 1 15 January 2014 08 March 2016
Double Haven Capital (Hong Kong) Limited RE 9 02 November 2012 01 March 2013
Double Haven Capital (Hong Kong) Limited RO 9 16 February 2007 02 November 2012
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 9 08 August 2006 29 December 2006
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 5 08 August 2006 29 December 2006
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 4 08 August 2006 29 December 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RO 1 24 June 2005 24 February 2006
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RO 1 24 June 2005 24 February 2006
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 20 July 2004 24 June 2005
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RO 1 12 December 2003 11 July 2004
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RO 1 12 December 2003 11 July 2004
Lehman Brothers Futures Asia Limited RO 2 03 June 2003 24 February 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RO 2 03 June 2003 24 February 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 7 03 June 2003 19 September 2003
Lehman Brothers Futures Asia Limited RE 7 03 June 2003 08 September 2003
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 7 03 June 2003 04 September 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 23 April 2003 12 December 2003
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 23 April 2003 12 December 2003