SFC Licences of SO Wai Yue 蘇慧瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 07 July 2009 | 14 May 2012 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 07 July 2009 | 14 May 2012 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 01 April 2003 | 01 July 2008 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 01 April 2003 | 01 July 2008 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 01 April 2003 | 01 July 2008 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 6 | 01 April 2003 | 02 January 2004 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 01 April 2003 | 02 January 2004 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 9 | 01 April 2003 | 02 January 2004 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 5 | 01 April 2003 | 02 January 2004 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 9 | 01 April 2003 | 02 January 2004 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |