SFC Licences of KWAN Hung Kay 關鴻基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Supreme China Securities Limited 智華證券有限公司 | RO | 1 | 29 June 2016 | |
Supreme China Securities Limited 智華證券有限公司 | RE | 1 | 10 June 2016 | 29 June 2016 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 29 April 2014 | 01 June 2016 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 2 | 29 April 2014 | 01 June 2016 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 28 April 2011 | 01 June 2016 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 16 September 2008 | 15 April 2011 |
Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 10 December 2007 | 11 September 2008 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 07 October 2005 | 31 October 2007 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 01 April 2003 | 15 September 2005 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 9 | 01 April 2003 | 22 September 2004 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 6 | 01 April 2003 | 22 September 2004 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 4 | 01 April 2003 | 22 September 2004 |