SFC Licences of LAU Tung Lung 劉東龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanfull Securities Limited 新富證券有限公司 | RE | 1 | 11 December 2008 | 15 August 2009 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 08 October 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 01 June 2005 | 03 March 2008 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 19 May 2004 | 01 June 2005 |