SFC Licences of KANG Stephen Soo Hwan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RE | 2 | 04 May 2004 | 07 March 2006 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 04 May 2004 | 07 March 2006 |
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 1 | 04 May 2004 | 04 February 2005 |