SFC Licences of KO Shuk Ling, Serena 高淑玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 | RE | 3 | 19 October 2006 | 10 June 2007 |
| First Sentier Investors (Hong Kong) Limited | RE | 9 | 01 April 2003 | 01 March 2004 |
| First Sentier Investors (Hong Kong) Limited | RE | 6 | 01 April 2003 | 01 March 2004 |
| First Sentier Investors (Hong Kong) Limited | RE | 1 | 01 April 2003 | 01 March 2004 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 01 April 2003 | 01 March 2004 |