SFC Licences of LAU Ricky 劉澍旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tang Ping Kong Limited 太平行證券有限公司 | RE | 1 | 06 June 2012 | 10 August 2016 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 09 August 2007 | 29 November 2011 |
| Tang Ping Kong Limited 太平行證券有限公司 | RE | 1 | 14 December 2005 | 21 July 2007 |
| Tang Ping Kong Limited 太平行證券有限公司 | RE | 1 | 01 April 2003 | 23 May 2003 |
| Tang Ping Kong Limited 太平行證券有限公司 | RE | 4 | 01 April 2003 | 23 May 2003 |
| Tang Ping Kong Limited 太平行證券有限公司 | RE | 6 | 01 April 2003 | 23 May 2003 |
| Tang Ping Kong Limited 太平行證券有限公司 | RE | 9 | 01 April 2003 | 23 May 2003 |