SFC Licences of OR Kit Man 柯傑文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 20 June 2023 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 24 May 2023 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 December 2015 | 02 October 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 October 2007 | 25 December 2015 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 1 | 01 April 2003 | 13 October 2007 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 9 | 01 April 2003 | 31 March 2004 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 6 | 01 April 2003 | 31 March 2004 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 4 | 01 April 2003 | 31 March 2004 |