SFC Licences of YEE Laurie Chat Hoong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 March 2014 | 02 October 2017 |
| Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 18 December 2012 | 26 February 2014 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 22 February 2010 | 13 December 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 16 November 2009 | 06 February 2010 |
| Greater China Securities Limited 大中華證券有限公司 | RE | 1 | 01 April 2003 | 06 November 2009 |
| Greater China Securities Limited 大中華證券有限公司 | RE | 6 | 01 April 2003 | 13 August 2003 |
| Greater China Securities Limited 大中華證券有限公司 | RE | 9 | 01 April 2003 | 13 August 2003 |
| Greater China Securities Limited 大中華證券有限公司 | RE | 4 | 01 April 2003 | 13 August 2003 |