SFC Licences of AU Ka Man 區家民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
East Asia Securities Company Limited 東亞證券有限公司 RE 1 01 April 2003 03 October 2017
East Asia Securities Company Limited 東亞證券有限公司 RE 9 01 April 2003 19 December 2003
East Asia Securities Company Limited 東亞證券有限公司 RE 4 01 April 2003 19 December 2003
East Asia Securities Company Limited 東亞證券有限公司 RE 6 01 April 2003 19 December 2003
East Asia Securities Company Limited 東亞證券有限公司 RE 7 01 April 2003 26 August 2003