SFC Licences of NAISMITH Douglas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 01 June 2007 | 08 June 2007 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 1 | 01 April 2003 | 31 July 2005 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 4 | 01 April 2003 | 31 July 2005 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 9 | 01 April 2003 | 31 July 2005 |