SFC Licences of KWOK Tang Hon, Steve 郭騰瀚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TVC Management Limited RO 9 30 March 2023
TVC Management Limited RO 4 30 March 2023
TVC Management Limited RE 9 27 February 2023 30 March 2023
TVC Management Limited RE 4 27 February 2023 30 March 2023
ARTE Capital Management Limited RO 9 10 February 2021 25 January 2023
ARTE Capital Management Limited RO 4 10 February 2021 25 January 2023
Avanta Investment Management Limited 安永達投資管理有限公司 RO 9 06 January 2020 08 November 2020
Avanta Investment Management Limited 安永達投資管理有限公司 RO 4 06 January 2020 08 November 2020
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 24 December 2019 06 January 2020
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 24 December 2019 06 January 2020
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 1 14 February 2018 28 September 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 1 18 September 2017 14 February 2018
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 9 12 June 2017 28 September 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 4 12 June 2017 28 September 2019
TVC Management Limited RO 9 13 June 2005 31 May 2017
TVC Management Limited RO 4 13 June 2005 31 May 2017
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 4 25 April 2003 23 May 2005
Avanta Investment Management Limited 安永達投資管理有限公司 RO 9 01 April 2003 23 May 2005
Avanta Investment Management Limited 安永達投資管理有限公司 RO 4 01 April 2003 23 May 2005