SFC Licences of POON Tik Wan 潘迪雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 07 September 2011 | 31 July 2014 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 07 October 2009 | 31 July 2014 |