SFC Licences of MILLIKEN Peter James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Bank Aktiengesellschaft | 4 | 22 September 2020 | ||
| Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 9 | 11 March 2013 | 13 July 2013 |
| Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 5 | 11 March 2013 | 13 July 2013 |
| Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 4 | 11 March 2013 | 13 July 2013 |
| Thaddeus Capital Management (HK) Limited | RE | 9 | 07 April 2008 | 31 January 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 08 June 2006 | 01 February 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 08 June 2006 | 01 February 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 01 February 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 13 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 13 August 2003 |