SFC Licences of SHUM Kwok Wah 沈國華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Good Harvest Securities Company Limited 豐年證券投資有限公司 RE 4 01 April 2003 26 September 2003
Good Harvest Securities Company Limited 豐年證券投資有限公司 RE 9 01 April 2003 26 September 2003
Good Harvest Securities Company Limited 豐年證券投資有限公司 RE 6 01 April 2003 26 September 2003
Good Harvest Securities Company Limited 豐年證券投資有限公司 RE 1 01 April 2003