SFC Licences of NG Shing Yip 伍成業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 01 August 2005 | 01 September 2007 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 01 April 2003 | 28 July 2005 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 4 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 6 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 9 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |