SFC Licences of CHOW Yeung Tai 周揚泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 05 April 2012 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 05 April 2012
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 17 August 2009 28 March 2012
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 17 August 2009 28 March 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 05 August 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 05 August 2009
Aisance Asset Management Limited 君達資產管理有限公司 RE 2 01 April 2003 04 June 2004
Aisance Asset Management Limited 君達資產管理有限公司 RE 5 01 April 2003 04 June 2004
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 01 April 2003 04 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 04 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 04 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 04 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 04 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 04 June 2004