SFC Licences of DAVIES Simon Huw
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 4 | 15 October 2015 | 26 November 2016 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 15 October 2015 | 26 November 2016 |
| Richmond Asset Management Limited | RO | 9 | 18 April 2007 | 25 November 2013 |
| Richmond Asset Management Limited | RO | 4 | 18 April 2007 | 25 November 2013 |
| Richmond Asset Management Limited | RE | 9 | 13 December 2005 | 18 April 2007 |
| Richmond Asset Management Limited | RE | 4 | 13 December 2005 | 18 April 2007 |
| MBA Berkeley Burke Portfolio Services Limited | RO | 9 | 01 April 2003 | 15 November 2005 |
| MBA Berkeley Burke Portfolio Services Limited | RO | 4 | 01 April 2003 | 15 November 2005 |