SFC Licences of KIM Min Soo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shang International Finance Limited 尚融國際金融有限公司 | RO | 4 | 12 January 2018 | 01 April 2019 |
| Shang International Finance Limited 尚融國際金融有限公司 | RO | 1 | 12 January 2018 | 01 April 2019 |
| Oracle Capital Limited 安理高有限公司 | RO | 9 | 03 June 2016 | 21 December 2017 |
| Oracle Capital Limited 安理高有限公司 | RO | 4 | 03 June 2016 | 21 December 2017 |
| SPARX Asia Investment Advisors Limited | RO | 9 | 05 June 2009 | 19 March 2015 |
| SPARX Asia Investment Advisors Limited | RO | 4 | 05 June 2009 | 19 March 2015 |
| SPARX Asia Investment Advisors Limited | RE | 9 | 01 February 2006 | 05 June 2009 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 01 February 2006 | 05 June 2009 |