SFC Licences of LIEW Wai Mun, Julie 廖惠敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SAIL Advisors Limited | RO | 4 | 16 July 2008 | 20 March 2009 |
| SAIL Advisors Limited | RE | 4 | 12 January 2007 | 16 July 2008 |
| AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) | RE | 4 | 28 May 2003 | 18 September 2006 |
| AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) | RE | 1 | 28 May 2003 | 18 September 2006 |