SFC Licences of YIP Kwok Man, Simon 葉國萬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RE | 1 | 09 July 2003 | 25 June 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 04 July 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 04 July 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 04 July 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 04 July 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 04 July 2003 |