SFC Licences of LIU Wai Hing, William 廖為興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dragon Legend Capital Limited 龍譽資本有限公司 | RO | 9 | 20 April 2022 | |
| Dragon Legend Capital Limited 龍譽資本有限公司 | RO | 4 | 20 April 2022 | |
| Dragon Legend Capital Limited 龍譽資本有限公司 | RO | 1 | 20 April 2022 | |
| Kietex Capital Limited 裕華資本有限公司 | RO | 9 | 06 September 2021 | 01 March 2022 |
| Kietex Capital Limited 裕華資本有限公司 | RO | 4 | 06 September 2021 | 01 March 2022 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 30 October 2018 | 31 May 2021 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 30 October 2018 | 31 May 2021 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 30 October 2018 | 31 May 2021 |
| AP Asset Management (HK) Limited | RE | 9 | 03 May 2005 | 28 October 2005 |
| AP Asset Management (HK) Limited | RE | 4 | 03 May 2005 | 28 October 2005 |
| AP Asset Management (HK) Limited | RE | 1 | 03 May 2005 | 28 October 2005 |