SFC Licences of LUI Yee For 呂以科

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 April 2012
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 April 2012
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 25 May 2009 30 March 2012
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 25 May 2009 30 March 2012
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 23 February 2004 23 May 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 23 May 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004