SFC Licences of SUM Siu Kei 岑兆基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 09 January 2009 | 21 September 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 January 2009 | 21 September 2015 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 21 July 2004 | 15 February 2005 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 21 July 2004 | 15 February 2005 |