SFC Licences of DIALDAS Nitin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Redbridge Capital Management Limited | RO | 4 | 19 June 2015 | 31 May 2023 |
Redbridge Capital Management Limited | RO | 9 | 25 July 2014 | 31 May 2023 |
Richmond Asset Management Limited | RO | 9 | 21 October 2011 | 17 April 2014 |
Richmond Asset Management Limited | RO | 4 | 21 September 2010 | 17 April 2014 |
Richmond Asset Management Limited | RE | 9 | 18 August 2010 | 21 October 2011 |
Richmond Asset Management Limited | RE | 4 | 18 August 2010 | 21 September 2010 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RO | 4 | 06 May 2009 | 27 July 2010 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 25 November 2004 | 06 May 2009 |
Richmond Asset Management Limited | RE | 9 | 01 April 2003 | 11 October 2004 |
Richmond Asset Management Limited | RE | 4 | 01 April 2003 | 11 October 2004 |
Richmond Asset Management Limited | RE | 6 | 01 April 2003 | 02 February 2004 |