SFC Licences of MOK Chung Ho 莫頌豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 22 June 2012 | 01 February 2013 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 June 2012 | 01 February 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 12 May 2010 | 01 February 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 12 May 2010 | 01 February 2013 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 22 April 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 06 December 2006 | 22 April 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 06 December 2006 | 22 April 2010 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 01 April 2003 | 16 October 2006 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 01 April 2003 | 16 October 2006 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 6 | 01 April 2003 | 07 August 2003 |