SFC Licences of CHAN Hon Fai 陳漢輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 18 June 2012 | 31 March 2021 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 June 2012 | 31 March 2021 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 21 September 2007 | 10 April 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 01 September 2004 | 10 April 2013 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 26 September 2003 | 24 August 2004 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 7 | 01 April 2003 | 18 September 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 9 | 01 April 2003 | 18 September 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 6 | 01 April 2003 | 18 September 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 4 | 01 April 2003 | 18 September 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 01 April 2003 | 18 September 2003 |