SFC Licences of LAM Ka Ming 林家明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 29 May 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 May 2013 | 29 May 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 May 2010 | 02 October 2017 |
| Taifair Securities Limited 大輝證券有限公司 | RE | 1 | 01 April 2003 | 04 May 2010 |
| Taifair Securities Limited 大輝證券有限公司 | RE | 9 | 01 April 2003 | 28 January 2005 |
| Taifair Securities Limited 大輝證券有限公司 | RE | 4 | 01 April 2003 | 28 January 2005 |
| Taifair Securities Limited 大輝證券有限公司 | RE | 6 | 01 April 2003 | 28 January 2005 |