SFC Licences of LI Kin Kwong, Patrick 李建光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 06 March 2009 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 06 March 2009 30 June 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 06 March 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 14 February 2005 26 February 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 14 February 2005 26 February 2009
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 28 October 2004 04 February 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 28 October 2004 04 February 2005
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 19 May 2004 26 October 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 19 May 2004 26 October 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 19 May 2004 26 October 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 01 April 2003 07 May 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 01 April 2003 07 May 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 5 01 April 2003 06 May 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 9 01 April 2003 06 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 4 01 April 2003 06 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 6 01 April 2003 06 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 7 01 April 2003 06 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 01 April 2003 06 May 2004