SFC Licences of LEE Eugene Yapp 李立寅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAIDAO Capital Limited | RE | 9 | 27 December 2018 | 14 October 2021 |
| CAIDAO Capital Limited | RE | 4 | 27 December 2018 | 14 October 2021 |
| Carret Private Capital Limited | RE | 4 | 30 October 2018 | 05 December 2018 |
| Carret Private Capital Limited | RE | 1 | 30 October 2018 | 05 December 2018 |
| Carret Private Capital Limited | RO | 4 | 03 November 2016 | 30 October 2018 |
| Carret Private Capital Limited | RO | 1 | 03 November 2016 | 30 October 2018 |
| Carret Private Capital Limited | RE | 9 | 01 June 2016 | 05 December 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 09 April 2013 | 18 August 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 April 2013 | 18 August 2014 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 21 September 2012 | 10 December 2012 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 21 September 2012 | 10 December 2012 |