SFC Licences of CHOI Wang Yu, Winston 蔡宏宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 06 June 2006 | 03 July 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 June 2006 | 03 July 2007 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 01 April 2003 | 08 May 2006 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 9 | 01 April 2003 | 03 August 2004 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 4 | 01 April 2003 | 03 August 2004 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 6 | 01 April 2003 | 31 March 2004 |