SFC Licences of LAI Tak Seng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 | RO | 4 | 07 July 2004 | 30 September 2008 |
| UBS Capital Asia Pacific (HK) Limited | RO | 6 | 01 April 2003 | 09 March 2004 |
| UBS Capital Asia Pacific (HK) Limited | RO | 4 | 01 April 2003 | 09 March 2004 |
| UBS Capital Asia Pacific (HK) Limited | RO | 9 | 01 April 2003 | 09 March 2004 |