SFC Licences of CHU Siu Lee, Judy 朱小莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 10 August 2023 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 10 August 2023 | |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 28 August 2014 | 28 July 2023 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 01 April 2003 | 28 July 2023 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 June 2003 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 June 2003 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 June 2003 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 | RE | 1 | 01 April 2003 | 30 June 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 June 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 June 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 June 2003 |