SFC Licences of KWAN Ling Wah 關令華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | 9 | 27 October 2016 | |
| Sprout Asset Management (Asia) Limited | RO | 4 | 27 October 2016 | |
| Sprout Asset Management (Asia) Limited | RO | 1 | 27 October 2016 | |
| Sprout Asset Management (Asia) Limited | RE | 9 | 08 April 2015 | 27 October 2016 |
| Sprout Asset Management (Asia) Limited | RE | 4 | 08 April 2015 | 27 October 2016 |
| Sprout Asset Management (Asia) Limited | RE | 1 | 08 April 2015 | 27 October 2016 |
| LIS Investment Services Limited 德悅投資服務有限公司 | RE | 4 | 25 March 2009 | 20 December 2010 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 01 April 2003 | 19 January 2009 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 7 | 01 April 2003 | 04 June 2007 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 5 | 01 April 2003 | 14 February 2005 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 9 | 01 April 2003 | 14 February 2005 |