SFC Licences of LO Wing Shing, Steven 盧永成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yue Xiu Capital Limited 越秀融資有限公司	RO	6	16 March 2023
Yue Xiu Securities Company Limited 越秀証券有限公司	RO	1	16 March 2023
Yue Xiu Capital Limited 越秀融資有限公司	RE	6	06 February 2023	16 March 2023
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	06 February 2023	16 March 2023
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RO	1	21 July 2016	31 January 2023
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RO	6	12 February 2016	31 January 2023
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	12 February 2016	21 July 2016
Haitong International Capital Limited 海通國際資本有限公司	RO	6	18 December 2014	31 January 2016
Haitong International Capital Limited 海通國際資本有限公司	RE	6	25 September 2014	18 December 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	6	15 January 2014	04 September 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	31 October 2013	15 January 2014
Partners Capital International Limited 博大資本國際有限公司	RO	6	15 November 2012	15 October 2013
Partners Capital International Limited 博大資本國際有限公司	RE	6	06 November 2012	15 November 2012
BOCI Asia Limited 中銀國際亞洲有限公司	RO	6	03 January 2011	11 May 2012
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	23 July 2010	03 January 2011
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	6	02 October 2007	24 June 2010
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RO	6	28 December 2006	14 September 2007
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	6	02 August 2004	28 December 2006
Haitong International Capital Limited 海通國際資本有限公司	RE	6	01 April 2003	02 June 2004
Haitong International Capital Limited 海通國際資本有限公司	RE	4	01 April 2003	08 January 2004