SFC Licences of CHAN Man Yeuk, Ringo 陳文躍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
One Heritage Capital Management Limited 太一資本管理有限公司 RE 9 01 November 2022
One Heritage Capital Management Limited 太一資本管理有限公司 RE 4 01 November 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 31 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 12 November 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 23 August 2010 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 23 July 2010 31 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 23 July 2010 02 October 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 17 June 2008 03 July 2010
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 05 December 2006 05 June 2007
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 26 August 2004 03 July 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 03 July 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 12 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 12 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 12 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003