SFC Licences of CHAN Kei 陳琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DH International Fund Management Limited 敦和國際基金管理有限公司 RO 9 28 June 2023
DH International Fund Management Limited 敦和國際基金管理有限公司 RO 4 28 June 2023
Phoenician Securities Limited 富理基證券有限公司 RO 1 31 August 2022 25 September 2022
Phoenician Limited 富理基有限公司 RO 9 31 August 2022 25 September 2022
Phoenician Limited 富理基有限公司 RO 4 31 August 2022 25 September 2022
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司 RO 9 21 June 2021 28 February 2022
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司 RO 4 21 June 2021 28 February 2022
Huashe Asset Management (Hong Kong) Limited 華設資產管理(香港)有限公司 RO 1 21 June 2021 28 February 2022
Tang Ping Kong Limited 太平行證券有限公司 RO 9 14 February 2017 30 September 2020
Tang Ping Kong Limited 太平行證券有限公司 RO 4 14 February 2017 30 September 2020
Tang Ping Kong Limited 太平行證券有限公司 RO 1 14 October 2016 30 September 2020
Tang Ping Kong Limited 太平行證券有限公司 RE 1 21 September 2016 14 October 2016
IDS Forex HK Limited RO 9 09 May 2016 30 June 2016
IDS Forex HK Limited RO 4 09 May 2016 30 June 2016
IDS Forex HK Limited RO 3 17 September 2014 30 June 2016
South China Forex Limited 南華外匯有限公司 RO 3 16 August 2013 29 August 2014
RE 9 16 July 2013 29 August 2014
RE 4 16 July 2013 29 August 2014
South China Commodities Limited 南華期貨有限公司 RE 2 16 July 2013 29 August 2014
South China Securities Limited 南華證券投資有限公司 RE 1 16 July 2013 29 August 2014
South China Forex Limited 南華外匯有限公司 RE 3 16 July 2013 16 August 2013
Bright Smart Forex Limited 耀才環球外匯有限公司 RO 3 11 March 2013 13 June 2013
Bright Smart Asset Management Limited 耀才資產管理有限公司 RE 9 04 January 2013 13 June 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 4 04 January 2013 13 June 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 04 January 2013 13 June 2013
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 04 January 2013 13 June 2013
RE 9 24 July 2012 08 December 2012
RE 4 24 July 2012 08 December 2012
South China Forex Limited 南華外匯有限公司 RO 3 24 November 2011 08 December 2012
South China Forex Limited 南華外匯有限公司 RE 3 25 August 2010 24 November 2011
South China Commodities Limited 南華期貨有限公司 RE 2 15 June 2010 08 December 2012
South China Securities Limited 南華證券投資有限公司 RE 1 15 June 2010 08 December 2012
Cinda International Securities Limited 信達國際證券有限公司 RE 1 19 March 2009 31 May 2010
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2003 31 May 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 19 April 2010
Cinda International Futures Limited 信達國際期貨有限公司 RE 9 01 April 2003 29 December 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 5 01 April 2003 29 December 2003