SFC Licences of CHAU Wa 周華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 RO 1 02 October 2008
Goldride Securities Limited 金旭證券有限公司 RO 1 24 August 2004 30 September 2008
Goldride Securities Limited 金旭證券有限公司 RE 1 01 April 2003 24 August 2004
Goldride Securities Limited 金旭證券有限公司 RE 9 01 April 2003 14 April 2004
Goldride Securities Limited 金旭證券有限公司 RE 7 01 April 2003 14 April 2004
Goldride Securities Limited 金旭證券有限公司 RE 4 01 April 2003 14 April 2004
Goldride Securities Limited 金旭證券有限公司 RE 6 01 April 2003 14 April 2004