SFC Licences of HAU Ka Yui 侯嘉耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RO | 1 | 05 December 2017 | 21 April 2022 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 06 March 2015 | 30 November 2015 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 06 March 2015 | 30 November 2015 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 11 December 2014 | 13 February 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 11 December 2014 | 13 February 2015 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 18 December 2013 | 31 October 2014 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 18 December 2013 | 31 October 2014 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 24 December 2003 | 10 December 2013 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 December 2003 | 10 December 2013 |