SFC Licences of CHENG Ling, Loretta 鄭玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 November 2004 | 17 March 2005 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 01 April 2003 | 07 June 2004 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 6 | 01 April 2003 | 07 June 2004 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 01 April 2003 | 29 October 2003 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 9 | 01 April 2003 | 29 October 2003 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 7 | 01 April 2003 | 29 October 2003 |