SFC Licences of WAN Kwok Leung, Dominic 溫國樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tang Ping Kong Limited 太平行證券有限公司 | RE | 1 | 25 September 2008 | 15 April 2009 |
Interchina Securities Limited 國中證券有限公司 | RE | 1 | 25 March 2008 | 24 April 2008 |