SFC Licences of CHAN Ka Ming 陳家明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	30 November 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	10 June 2016	30 November 2021
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	10 June 2016	02 October 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	3	27 February 2013	01 June 2016
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RO	2	09 December 2010	01 June 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RO	1	09 December 2010	01 June 2016
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	04 March 2010	09 December 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	04 March 2010	09 December 2010
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	07 May 2009	01 March 2010
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	06 April 2009	01 March 2010
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	26 March 2008	01 March 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	26 March 2008	01 March 2009