SFC Licences of MAWDSLEY Nicholas Edward

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anglo Chinese Research, Limited RO 4 19 January 2009
Anglo Chinese Securities, Limited 英高證券有限公司 RO 9 03 March 2008
Anglo Chinese Securities, Limited 英高證券有限公司 RO 4 03 March 2008
Anglo Chinese Securities, Limited 英高證券有限公司 RO 1 03 March 2008
Anglo Chinese Securities, Limited 英高證券有限公司 RE 1 26 May 2006 03 March 2008
Anglo Chinese Securities, Limited 英高證券有限公司 RE 9 28 June 2005 03 March 2008
Anglo Chinese Securities, Limited 英高證券有限公司 RE 4 28 June 2005 03 March 2008