SFC Licences of CHAN Toi Hing, Jostein 陳代興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BTIG Hong Kong Limited | RE | 1 | 16 June 2014 | |
Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) | RE | 1 | 14 October 2005 | 06 June 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 29 August 2005 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 01 April 2003 | 29 August 2005 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 June 2004 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 9 | 01 April 2003 | 01 June 2004 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 4 | 01 April 2003 | 01 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 01 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 01 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 01 June 2004 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |