SFC Licences of CHAN Toi Hing, Jostein 陳代興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BTIG Hong Kong Limited RE 1 16 June 2014
Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) RE 1 14 October 2005 06 June 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 29 August 2005
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 01 April 2003 29 August 2005
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 6 01 April 2003 01 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 9 01 April 2003 01 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 4 01 April 2003 01 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 01 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 01 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 01 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 7 01 April 2003 21 July 2003