SFC Licences of PHAM Ngoc Bich 范玉碧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 21 July 2010 28 January 2012
Quam Securities Limited 華富建業證券有限公司 RE 1 21 July 2010 28 January 2012
CIBC Global Asset Management (Asia) Limited RO 9 01 April 2003 01 February 2006
CIBC Global Asset Management (Asia) Limited RO 5 01 April 2003 01 December 2005
CIBC Global Asset Management (Asia) Limited RO 4 01 April 2003 03 January 2005