SFC Licences of PHAM Ngoc Bich 范玉碧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 21 July 2010 | 28 January 2012 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 21 July 2010 | 28 January 2012 |
CIBC Global Asset Management (Asia) Limited | RO | 9 | 01 April 2003 | 01 February 2006 |
CIBC Global Asset Management (Asia) Limited | RO | 5 | 01 April 2003 | 01 December 2005 |
CIBC Global Asset Management (Asia) Limited | RO | 4 | 01 April 2003 | 03 January 2005 |