SFC Licences of LIU Kit Ching, Portia 廖潔貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Sky Securities Limited 中天證券有限公司 | RO | 4 | 08 July 2019 | |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 | RO | 4 | 12 January 2018 | |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 | RO | 9 | 03 November 2017 | |
| China Sky Securities Limited 中天證券有限公司 | RO | 1 | 03 November 2017 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 November 2005 | 26 April 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 June 2005 | 26 April 2017 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 02 June 2005 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |