SFC Licences of WAI Regina Yui-Kwan 韋乙君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gayang Securities Limited 嘉銀證券有限公司 | RE | 1 | 22 November 2010 | 30 November 2011 |
| Gayang Securities Limited 嘉銀證券有限公司 | RE | 4 | 19 May 2009 | 30 November 2011 |
| NNIP Hong Kong Limited | RE | 4 | 30 July 2007 | 14 November 2008 |
| NNIP Hong Kong Limited | RE | 1 | 30 July 2007 | 14 November 2008 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 04 July 2007 | 07 July 2007 |