SFC Licences of FONG Siu Yat 方少逸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forthright Capital Management Limited 方德資本管理有限公司 RO 9 03 June 2021
Forthright Capital Management Limited 方德資本管理有限公司 RO 4 03 June 2021
Forthright Securities Company Limited 方德證券有限公司 RO 5 21 July 2020
Forthright Securities Company Limited 方德證券有限公司 RO 4 21 July 2020
Forthright Securities Company Limited 方德證券有限公司 RO 2 21 July 2020
Forthright Securities Company Limited 方德證券有限公司 RO 1 21 July 2020
Forthright Securities Company Limited 方德證券有限公司 RE 5 27 April 2020 21 July 2020
Forthright Securities Company Limited 方德證券有限公司 RE 4 27 April 2020 21 July 2020
Forthright Securities Company Limited 方德證券有限公司 RE 2 27 April 2020 21 July 2020
Forthright Securities Company Limited 方德證券有限公司 RE 1 27 April 2020 21 July 2020
Grand Oaks Asset Management Co., Limited 長橡資產管理有限公司 RO 4 27 June 2019 05 March 2020
Grand Oaks Asset Management Co., Limited 長橡資產管理有限公司 RO 9 27 June 2019 05 March 2020
FUTEC Financial Limited 富德金融有限公司 RO 2 31 August 2018 28 December 2018
FUTEC Financial Limited 富德金融有限公司 RO 1 20 December 2017 28 December 2018
FUTEC Financial Limited 富德金融有限公司 RO 4 20 December 2017 28 December 2018
FUTEC Financial Limited 富德金融有限公司 RO 9 20 December 2017 28 December 2018
Fulbright Asset Management Limited 富昌資產管理有限公司 RO 9 22 October 2015 19 November 2017
Fulbright Securities Limited 富昌證券有限公司 RO 4 11 June 2012 19 November 2017
Fulbright Futures Limited 富昌期貨有限公司 RO 5 20 March 2012 19 November 2017
Fulbright Securities Limited 富昌證券有限公司 RO 1 11 July 2011 19 November 2017
Fulbright Futures Limited 富昌期貨有限公司 RO 2 05 December 2005 19 November 2017
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 02 October 2015 22 October 2015
Fulbright Securities Limited 富昌證券有限公司 RE 1 08 October 2005 11 July 2011
Huarong International Securities Limited 華融國際證券有限公司 RO 2 25 October 2004 05 October 2005
Huarong International Securities Limited 華融國際證券有限公司 RE 1 25 October 2004 05 October 2005
Elstone Securities Limited 千里碩證券有限公司 RE 1 01 April 2003 16 September 2004
Topmore Commodities Limited 德盛期貨有限公司 RO 2 01 April 2003 16 September 2004
Elstone Securities Limited 千里碩證券有限公司 RE 4 01 April 2003 18 August 2004
Elstone Securities Limited 千里碩證券有限公司 RE 6 01 April 2003 18 August 2004
Elstone Securities Limited 千里碩證券有限公司 RE 9 01 April 2003 18 August 2004
Topmore Commodities Limited 德盛期貨有限公司 RO 5 01 April 2003 18 August 2004
Topmore Commodities Limited 德盛期貨有限公司 RO 9 01 April 2003 18 August 2004