SFC Licences of LIU Lit For 廖列科
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 05 May 2004 | 06 May 2005 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 | RE | 3 | 05 May 2004 | 06 May 2005 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 01 April 2003 | 16 October 2003 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 01 October 2003 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 01 October 2003 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 01 October 2003 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 01 October 2003 |