SFC Licences of LO Wing Kin, Kenneth 盧穎堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 | RO | 4 | 11 September 2019 | 30 April 2021 |
| Huayu Securities Limited 華裕證券有限公司 | RO | 1 | 27 April 2018 | 30 April 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 08 December 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 November 2016 | 02 October 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 30 November 2011 | 22 October 2012 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 19 October 2011 | 22 October 2012 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 19 October 2011 | 30 November 2011 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 1 | 06 December 2010 | 30 April 2011 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 03 April 2009 | 06 December 2010 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 01 April 2003 | 30 April 2011 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 01 April 2003 | 31 March 2005 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 6 | 01 April 2003 | 15 March 2005 |